-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RN8wCVDeNh3mPLpEKuE0eWtIA0nJGHrIc5cLZJ4uFwfx1nU6h+jJyDBnKsW7Py4T 4YyY2+10eqsIgRSSvL5Daw== 0001047469-98-025824.txt : 19980630 0001047469-98-025824.hdr.sgml : 19980630 ACCESSION NUMBER: 0001047469-98-025824 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980629 SROS: NYSE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: MATRIX CAPITAL CORP /CO/ CENTRAL INDEX KEY: 0000944725 STANDARD INDUSTRIAL CLASSIFICATION: MORTGAGE BANKERS & LOAN CORRESPONDENTS [6162] IRS NUMBER: 841233716 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-47981 FILM NUMBER: 98656940 BUSINESS ADDRESS: STREET 1: 1380 LAWRENCE ST STREET 2: STE 1410 CITY: DENVER STATE: CO ZIP: 80204 BUSINESS PHONE: 3035959898 MAIL ADDRESS: STREET 1: 1380 LAWRENCE STREET STREET 2: SUITE 1410 CITY: DENVER STATE: CO ZIP: 80204 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: US BANCORP \DE\ CENTRAL INDEX KEY: 0000036104 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 410255900 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: FIRST BANK PL STREET 2: 601 SECOND AVE S CITY: MINNEAPOLIS STATE: MN ZIP: 55402-4302 BUSINESS PHONE: 6129731111 MAIL ADDRESS: STREET 1: 601 2ND AVENUE SOUTH-FIRST BANK PLACE STREET 2: 601 2ND AVENUE SOUTH-FIRST BANK PLACE CITY: MINNEAPOLIS STATE: MN ZIP: 55402-4302 FORMER COMPANY: FORMER CONFORMED NAME: FIRST BANK SYSTEM INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: FIRST BANK STOCK CORP DATE OF NAME CHANGE: 19720317 SC 13G 1 SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Matrix Capital Corp. - -------------------------------------------------------------------------------- (Name of Issuer) Common - -------------------------------------------------------------------------------- (Title of Class of Securities) 576819-10-6 ------------- (CUSIP Number) May 31, 1998 - -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: /X/ Rule 13d-1(b) / / Rule 13d-1(c) / / Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 6 pages - --------------------- ----------------- CUSIP No. 576819-10-6 13G Page 2 of 6 pages - --------------------- ----------------- - ------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS. I.R.S. IDENTIFICATION NO. OF ABOVE PERSON U.S. Bancorp 601 2nd Ave. South Minneapolis, MN 55402-4302 Tax I.D. No.: 41-0255900 - ------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) / / (b) / / - ------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware, U.S.A. - ------------------------------------------------------------------------------- 5 SOLE VOTING POWER NUMBER OF SHARES 2,950 BENEFICIALLY -------------------------------------------------- OWNED BY 6 SHARED VOTING POWER EACH REPORTING 0 PERSON -------------------------------------------------- WITH: 7 SOLE DISPOSITIVE POWER 1,515,880 -------------------------------------------------- 8 SHARED DISPOSITIVE POWER 0 - ------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,515,880 - ------------------------------------------------------------------------------- 10 CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* - ------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 22.61% - ------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* H.C. - ------------------------------------------------------------------------------- SEE INSTRUCTION BEFORE FILLING OUT! Page 3 of 6 Pages ITEM 1 a. NAME OF ISSUER Matrix Capital Corp. b. ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES Matrix Capital Corp. 1380 Lawrence St. Suite 1410 Denver, CO 80204 ITEM 2 a. NAME OF PERSON FILING U.S. Bancorp b. ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE 601 2nd Ave South Minneapolis, MN 55402-4302 United States c. TITLE OF CLASS OF SECURITIES COMMON d. CUSIP NUMBER 576819-10-6 ITEM 3 The person filing this statement is a: (g)[x] Parent Holding Company ITEM 4 OWNERSHIP a. Amount beneficially owned: 1,515,880 b. Percent of class: 22.61% c. Number of shares as to which the person has: 1. Sole power to vote or to direct the vote 2,950 2. Shared power to vote or to direct the vote 0 3. Sole power to dispose or to direct the disposition: 1,515,880 4. Shared power to dispose or to direct the disposition: 0 ITEM 5 OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS ( ) Page 4 of 6 ITEM 6 OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON The D. Mark Spencer and Guy A. Gibson accounts hold shares of Matrix Capital Corp. exceeding 5%. Other persons have the right to receive or the power to direct the receipt of, dividend from, or the proceeds from the sale of, such securities. To our knowledge no interest of any such person relates to more than 5% of the class. ITEM 7 IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY See Exhibit A ITEM 8 IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP Not Applicable ITEM 9 NOTICE OF DISSOLUTION OF GROUP Not Applicable ITEM 10 CERTIFICATION By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: June 29, 1998 /s/ Merita Schollmeier - --------------------------------------- Merita Schollmeier Vice President Page 5 of 6 SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 SCHEDULE 13G Under the Securities Act of 1934 EXHIBIT A The Schedule to which this attachment is appended is filed on behalf of the following subsidiary which is classified as a broker for the purposes of 17 CFR 140.13d-1 (b) (ii) (A). U.S. Bancorp Piper Jaffrey Inc. 222 South Ninth Street Minneapolis, MN 55402-3804 Page 6 of 6 SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 SCHEDULE 13G EXHIBIT B - DISCLAIMER Information on the attached Schedule 13G is provided solely for the purpose of complying with Section 13(d) and 13(g) of the Securities Exchange Act of 1934 and Regulations promulgated under authority thereof and is not intended as an admission that U.S. Bancorp or any of its subsidiaries, is a beneficial owner of the securities described herein for any other purpose (including without limitation for purposes of the Minnesota Control Share Acquisition Act). -----END PRIVACY-ENHANCED MESSAGE-----